Compliance
Compliance is an important function within all companies and Code in Practice Ltd has expert resource available to cover all your needs:
Policies and procedures:
- Review of existing SOPs
- Development/revision of SOPs
- Validation of SOPs
- Review and/or development of policy documents
- We work in consultation with relevant staff to ensure that policies and procedures fit your business
Audit:
- Internal audit – of any or all activities covered by the Code
- Audit of third party providers e.g. meeting organisers, agencies, online service providers
- Compliance investigation
PMCPA Audit:
We have experience of working with a large number of companies who have
undergone an audit by PMCPA.
We can assist you in preparing for the audit and in implementing any audit
requirements.
Audit preparation may include:
- Gap analysis of current procedures
- Assessment of documentation
- Development of an action plan
- Preparation of relevant staff, including mock audit interviews.
Compliance function:
- Interim Compliance Officer support
- Assistance in the development and training of Compliance team members
Training for:
- Compliance Officers
- Compliance Administrators
- Other staff involved in Compliance
For more information, or to discuss any specific issue
Contact us